| 1 |
810924 |
SEBI Act, 1992, SEBI (Certification of Associated Persons in the Securities Markets) Reg., 2007 and amendment thereto |
Registration(s)/Approval(s)/Clearance(s)/License(s) |
Key personnel, amongst the associated persons functioning in the key investment team of the Manager of Category III Alternative Investment Fund to obtain certification from the National Institute of Securities Market by passing either the NISM Series-XIX-C |
Due Date |
High |
2025-06-25 |
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| 2 |
810923 |
SEBI Act, 1992, SEBI (Certification of Associated Persons in the Securities Markets) Reg., 2007 and amendment thereto |
Registration(s)/Approval(s)/Clearance(s)/License(s) |
Key personnel, amongst the associated persons functioning in the key investment team of the Manager of Category III Alternative Investment Fund to obtain certification from the National Institute of Securities Market by passing either the NISM Series-XIX-C |
One Time |
High |
2025-06-25 |
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|
| 3 |
810922 |
SEBI Act, 1992, SEBI (Certification of Associated Persons in the Securities Markets) Reg., 2007 and amendment thereto |
Registration(s)/Approval(s)/Clearance(s)/License(s) |
Key personnel, amongst the associated persons functioning in the key investment team of the Manager of Category I Alternative Investment Fund or Category II Alternative Investment Fund or Category I and II Alternative Investment Fund to obtain certification from the National Institute of Securities Market by passing either the NISM Series-XIX-C |
Due Date |
High |
2025-06-25 |
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|
| 4 |
810921 |
SEBI Act, 1992, SEBI (Certification of Associated Persons in the Securities Markets) Reg., 2007 and amendment thereto |
Registration(s)/Approval(s)/Clearance(s)/License(s) |
Key personnel, amongst the associated persons functioning in the key investment team of the Manager of Category I Alternative Investment Fund or Category II Alternative Investment Fund or Category I and II Alternative Investment Fund to obtain certification from the National Institute of Securities Market by passing either the NISM Series-XIX-C |
One Time |
High |
2025-06-25 |
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|
| 5 |
810851 |
Master Direction - Reserve Bank of India (Filing of Supervisory Returns) Directions - 2024 and amendment thereto |
Returns |
All Scheduled Commercial Banks (SCBs) including Small Finance Banks (SFBs) and Local Area Banks (LABs) but excluding Payment Banks (PBs) to submit monthly return on Central Repository of Information on Large Credits (CRILC) - Main (For the month of May) |
Monthly |
High |
2024-02-27 |
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|
| 6 |
810798 |
Goa Shops and Establishments Act, 1973 and Goa Shops and Establishments Rules, 1975 |
Other Compliance |
Employer to provide safe, secure and healthy working condition such that no women worker is disadvantaged in connection with her employment (Where employer wants to employ women workers in night shifts) |
On Going |
Low |
2025-07-03 |
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|
| 7 |
810797 |
Goa Shops and Establishments Act, 1973 and Goa Shops and Establishments Rules, 1975 |
Other Compliance |
CCTV cameras to be provided and regularly maintained in all work areas where women are employed (Where employer wants to employ women workers in night shifts) |
On Going |
Low |
2025-07-03 |
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|
| 8 |
810796 |
Goa Shops and Establishments Act, 1973 and Goa Shops and Establishments Rules, 1975 |
Other Compliance |
Employer to provide adequate, secure and safe transportation facilities to the women worker to pick-up and drop such worker at her residence (Where employer wants to employ women workers in night shifts) |
On Going |
Low |
2025-07-03 |
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|
| 9 |
810795 |
Goa Shops and Establishments Act, 1973 and Goa Shops and Establishments Rules, 1975 |
Other Compliance |
Employer to obtain written consent of the woman workers for working between the hours of 7.00 p.m. to 6.00 a.m. (Where employer wants to employ women workers in night shifts) |
Event Based |
Low |
2025-07-03 |
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|
| 10 |
810794 |
Goa Shops and Establishments Act, 1973 and Goa Shops and Establishments Rules, 1975 |
Other Compliance |
Employer to obtain written consent of the woman workers for working between the hours of 7.00 p.m. to 6.00 a.m. (Where employer wants to employ women workers in night shifts) |
On Going |
Low |
2025-07-03 |
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|
| 11 |
810793 |
Air (Prevention and Control of Pollution) Act 1981, Meghalaya Air (Prevention and Control of Pollution) Rules 1988 and amendment thereto |
Other Compliance |
Prohibition on use of stream or well for disposal of polluting matter along River Umkhrah and River Umshyrpi |
On Going |
High |
2025-05-09 |
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|
| 12 |
810323 |
Payment and Settlement Systems Act, 2007, RBI (Digital Payment Security Controls) Directions, 2021 and amendment thereto |
Other Compliance |
Acquiring bank to put in place adequate system level controls to ensure that any technological integrations like APIs are used only for enabling AePS operations effective from 1st January 2026 |
On Going |
High |
2026-01-01 |
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|
| 13 |
810322 |
Payment and Settlement Systems Act, 2007, RBI (Digital Payment Security Controls) Directions, 2021 and amendment thereto |
Other Compliance |
Acquiring bank to review on periodic basis operational parameters regarding AePS Touchpoint Operator (ATOs) reflecting emerging fraud trends effective from 1st January 2026 |
On Going |
High |
2026-01-01 |
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|
| 14 |
810321 |
Payment and Settlement Systems Act, 2007, RBI (Digital Payment Security Controls) Directions, 2021 and amendment thereto |
Other Compliance |
Acquiring bank fraud risk management framework to contain aspects such as location and type of AePS Touchpoint Operator (ATO), volume and velocity of transactions, etc effective from 1st January 2026 |
On Going |
High |
2026-01-01 |
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|
| 15 |
810320 |
Payment and Settlement Systems Act, 2007, RBI (Digital Payment Security Controls) Directions, 2021 and amendment thereto |
Other Compliance |
Acquiring bank to monitor the activities of AePS Touchpoint Operator (ATOs) through their transaction monitoring systems on an ongoing basis and set operational parameters, based on business risk profile of the ATOs effective from 1st January 2026 |
On Going |
High |
2026-01-01 |
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|
| 16 |
810319 |
Payment and Settlement Systems Act, 2007, RBI (Digital Payment Security Controls) Directions, 2021 and amendment thereto |
Other Compliance |
Acquiring bank to carry out KYC of AePS Touchpoint Operator (ATO) before enabling him / her to transact further- in cases where an ATO remained inactive i.e. has not performed any financial / non-financial transaction for a customer for a continuous period of three months effective from 1st January 2026 |
On Going |
High |
2026-01-01 |
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|
| 17 |
810318 |
Payment and Settlement Systems Act, 2007, RBI (Digital Payment Security Controls) Directions, 2021 and amendment thereto |
Other Compliance |
Acquiring bank to carry out periodic updation of KYC of AePS Touchpoint Operator (ATOs) effective from 1st January 2026 |
On Going |
High |
2026-01-01 |
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|
| 18 |
810317 |
Payment and Settlement Systems Act, 2007, RBI (Digital Payment Security Controls) Directions, 2021 and amendment thereto |
Other Compliance |
Acquiring bank to carry out due diligence of all AePS Touchpoint Operator (ATOs) before onboarding them adopting the same process as indicated in paragraph 16 of Part-I, Chapter-VI of the Master Direction – KYC Direction, 2016 (as updated from time to time) or to adopt due diligence of ATOs already done in their capacity as Business Correspondent / subagent and to be effective from 1st January 2026 |
On Going |
High |
2026-01-01 |
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|
| 19 |
810316 |
Payment and Settlement Systems Act, 2007, RBI (Digital Payment Security Controls) Directions, 2021 and amendment thereto |
Other Compliance |
All Members (UPI Member Banks, Payment service Providers (PSPs) and Third Party App Providers) to comply with guidelines refer in SEBI Circular No. SEBI/HO/DEPA-II/DEPA-II_SRG/P/CIR/2025/86 dated 11th June, 2025 on 'Adoption of Standardized, Validated and Exclusive UPI IDs for Payment Collection by SEBI Registered Intermediaries from Investors' and to ensure that necessary changes be implemented by 1st October 2025 |
Due Date |
High |
2025-07-03 |
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|
| 20 |
810315 |
Payment and Settlement Systems Act, 2007, RBI (Digital Payment Security Controls) Directions, 2021 and amendment thereto |
Other Compliance |
All Members (UPI Member Banks, Payment service Providers (PSPs) and Third Party App Providers) to comply with guidelines refer in SEBI Circular No. SEBI/HO/DEPA-II/DEPA-II_SRG/P/CIR/2025/86 dated 11th June, 2025 on 'Adoption of Standardized, Validated and Exclusive UPI IDs for Payment Collection by SEBI Registered Intermediaries from Investors' and to ensure that necessary changes be implemented by 1st October 2025 |
On Going |
High |
2025-07-03 |
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|
| 21 |
810047 |
Reserve Bank of India (Financial Statements - Presentation and Disclosures)Directions, 2021 and amendment thereto |
Other Compliance |
Lender to make appropriate disclosures in their financial statements, under
‘Notes to Accounts’, relating to resolution plans implemented under Reserve Bank of India (Project Finance) Directions,
2025 (not applicable to Payment Banks, Local Area Banks, RRBs and RCBs) |
Event Based |
High |
2025-07-03 |
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|
| 22 |
810020 |
Master Circular for Registrars to an Issue and Share Transfer Agents and amendment thereto |
Other Compliance |
Persons regulated by the Board (including recognised stock exchanges, clearing corporations and depositories) and their agents have been advised to terminate their existing contracts, if any, with persons engaged in the activities mentioned in clauses (i) or (ii) of paragraph 42.2 above i.e. providing any advice or any recommendation or making any claim of returns or performance in respect of or related to a security or securities by January 21, 2025 |
One Time |
High |
2025-06-23 |
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|
| 23 |
810019 |
Master Circular for Registrars to an Issue and Share Transfer Agents and amendment thereto |
Other Compliance |
Person regulated by the Board (including recognised stock exchanges, clearing corporations and depositories) to ensure that any person associated with it or its agent not to engage in the activities mentioned in clauses (i) or (ii) above i.e. to provide any advice or any recommendation or makes any claim of returns or performance in respect of or related to a security or securities without the necessary permission |
On Going |
High |
2025-06-23 |
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|
| 24 |
810018 |
Master Circular for Registrars to an Issue and Share Transfer Agents and amendment thereto |
Other Compliance |
Applicability of provisions related to Online Resolution of Disputes in the Indian Securities Market in terms of SEBI Circular No. SEBI/HO/OIAE/OIAE_IAD-3/P/CIR/2023/195 dated December 28, 2023 |
On Going |
High |
2025-06-23 |
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|
| 25 |
810017 |
Master Circular for Registrars to an Issue and Share Transfer Agents and amendment thereto |
Other Compliance |
Cyber security and cyber resilience framework applicable to Registrar Transfer Agents (RTAs) other than those servicing more than 2 crore folios in terms of SEBI Circular No. SEBI/HO/ ITD- 1/ITD_CSC_EXT/P/CIR/2024/113 dated August 20, 2024; SEBI/HO/ ITD-1/ITD_CSC_EXT/P/CIR/2024/184 dated December 31, 2024; SEBI/HO/ ITD-1/ITD_CSC_EXT/P/CIR/2025/45 dated March 28, 2025 and SEBI/HO/ ITD-1/ITD_CSC_EXT/P/CIR/2025/60 dated April 30, 2025 with effect from June 30, 2025 |
On Going |
High |
2025-06-23 |
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|
| 26 |
810016 |
Master Circular for Registrars to an Issue and Share Transfer Agents and amendment thereto |
Other Compliance |
Depository Participants and Asset Management Companies (AMCs) and Registrar Transfer Agents (RTAs) to send communication on fortnightly basis by way of emails and SMS to demat account holders/ mutual fund unit holders to update ‘choice of nomination’ who have not provided the ‘choice of nomination’ |
On Going |
High |
2025-06-23 |
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|
| 27 |
810015 |
Master Circular for Registrars to an Issue and Share Transfer Agents and amendment thereto |
Other Compliance |
Mandatory for all new investors/unitholders to provide Choice of Nomination for demat accounts/ MF Folios (except for jointly held Demat Accounts and Mutual Fund Folios) in formats Annexure-35 and Annexure-36 for Nomination and Opting-out of Nomination both |
On Going |
High |
2025-06-23 |
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|
| 28 |
809232 |
Factories Act, 1948 and Madhya Pradesh Factories Rules, 1962 |
Other Compliance |
Employer to comply with the provisions of the Sexual Harassment of (Prevention, Prohibition and Redressal) Act, 2013 (Where employer wants to employ women workers in night shifts) |
On Going |
High |
2025-06-27 |
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|
| 29 |
809231 |
Factories Act, 1948 and Madhya Pradesh Factories Rules, 1962 |
Other Compliance |
At least twelve consecutive hours of rest to be provided between the two shifts when a female worker is changed from a day shift to a night shift, or from a night shift to a day shift (Where employer wants to employ women workers in night shifts) |
On Going |
High |
2025-06-27 |
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|
| 30 |
809230 |
Factories Act, 1948 and Madhya Pradesh Factories Rules, 1962 |
Other Compliance |
At least one-third of the supervisors, shift-in-charges, foremen, or other supervisory staff on the night shift to be women (Where employer wants to employ women workers in night shifts) |
On Going |
High |
2025-06-27 |
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|
| 31 |
809229 |
Factories Act, 1948 and Madhya Pradesh Factories Rules, 1962 |
Other Compliance |
Accommodations to be reserved exclusively for women and managed by women wardens or supervisors whenever the factory provides boarding and lodging for female workers (Where employer wants to employ women workers in night shifts) |
On Going |
High |
2025-06-27 |
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|
| 32 |
809228 |
Factories Act, 1948 and Madhya Pradesh Factories Rules, 1962 |
Other Compliance |
Women security guards to be available at entry and exit point of workplace (Where employer wants to employ women workers in night shifts) |
On Going |
High |
2025-06-27 |
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|
| 33 |
809227 |
Factories Act, 1948 and Madhya Pradesh Factories Rules, 1962 |
Other Compliance |
Pathways leading to toilet, washroom, drinking facilities, dining and rest room which women workers need to access during work or otherwise, to be well-lit and monitored by Closed-Circuit Television (CCTV) for security (Where employer wants to employ women workers in night shifts) |
On Going |
High |
2025-06-27 |
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|
| 34 |
809226 |
Factories Act, 1948 and Madhya Pradesh Factories Rules, 1962 |
Other Compliance |
Adequate toilet, washroom, drinking, dining and rest room facilities to be provided at the workplace where women employees are employed (Where employer wants to employ women workers in night shifts) |
On Going |
High |
2025-06-27 |
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|
| 35 |
809225 |
Factories Act, 1948 and Madhya Pradesh Factories Rules, 1962 |
Other Compliance |
Employer to provide safe and secure working conditions such that no women employee is disadvantaged in connection with her employment (Where employer wants to employ women workers in night shifts) |
On Going |
High |
2025-06-27 |
👁
|
| 36 |
809224 |
Factories Act, 1948 and Madhya Pradesh Factories Rules, 1962 |
Other Compliance |
Women employees to be provided with sufficient transportation services, including pick-up and drop-off at their homes (Where employer wants to employ women workers in night shifts) |
On Going |
High |
2025-06-27 |
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|
| 37 |
809223 |
Factories Act, 1948 and Madhya Pradesh Factories Rules, 1962 |
Other Compliance |
No woman to be employed in contravention of the maternity benefits mandated by any applicable laws (Where employer wants to employ women workers in night shifts) |
On Going |
High |
2025-06-27 |
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|
| 38 |
809222 |
Factories Act, 1948 and Madhya Pradesh Factories Rules, 1962 |
Other Compliance |
Employer to ensure that every batch includes a minimum of five women workers (Where employer wants to employ women workers in night shifts) |
On Going |
High |
2025-06-27 |
👁
|
| 39 |
809221 |
Factories Act, 1948 and Madhya Pradesh Factories Rules, 1962 |
Other Compliance |
Employer to obtain written consent of women workers for working in night shift (Where employer wants to employ women workers in night shifts) |
Event Based |
High |
2025-06-27 |
👁
|
| 40 |
809220 |
Factories Act, 1948 and Madhya Pradesh Factories Rules, 1962 |
Other Compliance |
Employer to obtain written consent of women workers for working in night shift (Where employer wants to employ women workers in night shifts) |
On Going |
High |
2025-06-27 |
👁
|
| 41 |
809212 |
Madhya Pradesh Shops and Establishments Act, 1958 and Rules, 1959 |
Other Compliance |
Separate rest room to be provided where 10 or more women are employed (Where employer wants to employ women workers in night shifts) |
On Going |
Low |
2025-06-27 |
👁
|
| 42 |
809211 |
Madhya Pradesh Shops and Establishments Act, 1958 and Rules, 1959 |
Other Compliance |
Pathways leading to toilet, washroom and drinking facilities, which women workers need to access during work or otherwise, to be well-lit and monitored by Closed-Circuit Television (CCTV) for security (Where employer wants to employ women workers in night shifts) |
On Going |
Low |
2025-06-27 |
👁
|
| 43 |
809210 |
Madhya Pradesh Shops and Establishments Act, 1958 and Rules, 1959 |
Other Compliance |
Adequate toilet, washroom and drinking facilities to be provided at the workplace where women employees are employed (Where employer wants to employ women workers in night shifts) |
On Going |
Low |
2025-06-27 |
👁
|
| 44 |
809209 |
Madhya Pradesh Shops and Establishments Act, 1958 and Rules, 1959 |
Other Compliance |
Employer to comply with the provisions of Maternity Benefit Act, 1961 and other related prevailing laws (Where employer wants to employ women workers in night shifts) |
On Going |
Low |
2025-06-27 |
👁
|
| 45 |
809208 |
Madhya Pradesh Shops and Establishments Act, 1958 and Rules, 1959 |
Other Compliance |
Employer to obtain written consent of women workers for working in night shift (Where employer wants to employ women workers in night shifts) |
Event Based |
Low |
2025-06-27 |
👁
|
| 46 |
809207 |
Madhya Pradesh Shops and Establishments Act, 1958 and Rules, 1959 |
Other Compliance |
Employer to obtain written consent of women workers for working in night shift (Where employer wants to employ women workers in night shifts) |
On Going |
Low |
2025-06-27 |
👁
|
| 47 |
809144 |
Master Direction- NBFC Acceptance of Public Deposits (Reserve Bank) Directions, 2016 and amendment thereto |
Other Compliance |
Prohibition on Investment and Credit Companies (ICCs) accepting public deposits to invest in unquoted shares of another company which is not a subsidiary company or a company in the same group of the non-banking financial company an amount exceeding twenty per cent of its owned fund |
On Going |
High |
2025-02-27 |
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|
