| 1 |
801345 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Intimations |
Specialized Investment Fund (SIF) to disclose portfolio (along with ISIN), including derivative instruments, for all its investment strategies (including debt based investment strategies) on the website of Association of Mutual Funds in India (AMFI) (For the months of February to March) (When registration month is odd) |
Bi-Monthly |
High |
2025-04-01 |
👁
|
| 2 |
801344 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Intimations |
Specialized Investment Fund (SIF) to disclose portfolio (along with ISIN), including derivative instruments, for all its investment strategies (including debt based investment strategies) on the website of Association of Mutual Funds in India (AMFI) (For the months of December to January) (When registration month is odd) |
Bi-Monthly |
High |
2025-04-01 |
👁
|
| 3 |
801343 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Intimations |
Specialized Investment Fund (SIF) to disclose portfolio (along with ISIN), including derivative instruments, for all its investment strategies (including debt based investment strategies) on the website of Association of Mutual Funds in India (AMFI) (For the months of October to November) (When registration month is odd) |
Bi-Monthly |
High |
2025-04-01 |
👁
|
| 4 |
801342 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Intimations |
Specialized Investment Fund (SIF) to disclose portfolio (along with ISIN), including derivative instruments, for all its investment strategies (including debt based investment strategies) on the website of Association of Mutual Funds in India (AMFI) (For the months of August to September) (When registration month is odd) |
Bi-Monthly |
High |
2025-04-01 |
👁
|
| 5 |
801341 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Intimations |
Specialized Investment Fund (SIF) to disclose portfolio (along with ISIN), including derivative instruments, for all its investment strategies (including debt based investment strategies) on the website of Association of Mutual Funds in India (AMFI) (For the months of June to July) (When registration month is odd) |
Bi-Monthly |
High |
2025-04-01 |
👁
|
| 6 |
801340 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Intimations |
Specialized Investment Fund (SIF) to disclose portfolio (along with ISIN), including derivative instruments, for all its investment strategies (including debt based investment strategies) on the website of Association of Mutual Funds in India (AMFI) (For the months of April to May) (When registration month is odd) |
Bi-Monthly |
High |
2025-04-01 |
👁
|
| 7 |
801339 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Display Compliance |
Specialized Investment Fund (SIF) to disclose portfolio (along with ISIN), including derivative instruments, for all its investment strategies (including debt based investment strategies) on the respective Asset Management Company (AMC) website (For the months of February to March) (When registration month is odd) |
Bi-Monthly |
High |
2025-04-01 |
👁
|
| 8 |
801338 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Display Compliance |
Specialized Investment Fund (SIF) to disclose portfolio (along with ISIN), including derivative instruments, for all its investment strategies (including debt based investment strategies) on the respective Asset Management Company (AMC) website (For the months of December to January) (When registration month is odd) |
Bi-Monthly |
High |
2025-04-01 |
👁
|
| 9 |
801337 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Display Compliance |
Specialized Investment Fund (SIF) to disclose portfolio (along with ISIN), including derivative instruments, for all its investment strategies (including debt based investment strategies) on the respective Asset Management Company (AMC) website (For the months of October to November) (When registration month is odd) |
Bi-Monthly |
High |
2025-04-01 |
👁
|
| 10 |
801336 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Display Compliance |
Specialized Investment Fund (SIF) to disclose portfolio (along with ISIN), including derivative instruments, for all its investment strategies (including debt based investment strategies) on the respective Asset Management Company (AMC) website (For the months of August to September) (When registration month is odd) |
Bi-Monthly |
High |
2025-04-01 |
👁
|
| 11 |
801335 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Display Compliance |
Specialized Investment Fund (SIF) to disclose portfolio (along with ISIN), including derivative instruments, for all its investment strategies (including debt based investment strategies) on the respective Asset Management Company (AMC) website (For the months of June to July) (When registration month is odd) |
Bi-Monthly |
High |
2025-04-01 |
👁
|
| 12 |
801334 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Display Compliance |
Specialized Investment Fund (SIF) to disclose portfolio (along with ISIN), including derivative instruments, for all its investment strategies (including debt based investment strategies) on the respective Asset Management Company (AMC) website (For the months of April to May) (When registration month is odd) |
Bi-Monthly |
High |
2025-04-01 |
👁
|
| 13 |
801333 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Display Compliance |
All advertisements and promotional materials to be accompanied by a standard warning in a legible fonts which state: ''Investments in Specialized Investment Fund involves relatively higher risk including potential loss of capital, liquidity risk and market volatility. Please read all investment strategy related documents carefully before making the investment decision'' |
On Going |
High |
2025-04-01 |
👁
|
| 14 |
801332 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Display Compliance |
All advertisements and promotional materials to be accompanied by a standard warning in a legible fonts which state: ''Investments in Specialized Investment Fund involves relatively higher risk including potential loss of capital, liquidity risk and market volatility. Please read all investment strategy related documents carefully before making the investment decision'' |
Event Based |
High |
2025-04-01 |
👁
|
| 15 |
801331 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Intimations |
All offer documents (i.e. Investment Strategy Information Document (ISID)/Statement of Additional Information (SAI)/Key Information Memorandum (KIM) to be available on the website of the AMFI |
Event Based |
High |
2025-04-01 |
👁
|
| 16 |
801330 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Display Compliance |
All offer documents (i.e. Investment Strategy Information Document (ISID)/Statement of Additional Information (SAI)/Key Information Memorandum (KIM) to be available on the website of the Specialized Investment Fund (SIF) |
On Going |
High |
2025-04-01 |
👁
|
| 17 |
801329 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Display Compliance |
All offer documents (i.e. Investment Strategy Information Document (ISID)/Statement of Additional Information (SAI)/Key Information Memorandum (KIM) to be available on the website of the Specialized Investment Fund (SIF) |
Event Based |
High |
2025-04-01 |
👁
|
| 18 |
801328 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
All offer documents (i.e. Investment Strategy Information Document (ISID)/Statement of Additional Information (SAI)/Key Information Memorandum (KIM) to be available publicly |
Event Based |
High |
2025-04-01 |
👁
|
| 19 |
801327 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Investment Strategy Information Document (ISID) to include a scenario analysis, depicting the expected loss to the investor due to market movement |
Event Based |
High |
2025-04-01 |
👁
|
| 20 |
801326 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Intimations |
Specialized Investment Fund (SIF) to disclose the risk level of investment strategies along with number of times the risk level has changed over the year, on Association of Mutual Funds in India (AMFI) website |
Annually |
High |
2025-04-01 |
👁
|
| 21 |
801325 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Display Compliance |
Specialized Investment Fund (SIF) to disclose the risk level of investment strategies along with number of times the risk level has changed over the year, on their websites |
Annually |
High |
2025-04-01 |
👁
|
| 22 |
801324 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Intimations |
Specialized Investment Fund (SIF)/Asset Management Companies (AMCs) to disclose the risk-band for all their investment strategies on website of Association of Mutual Funds in India (AMFI) within 10 days from the close of each month (For the month of December) |
Monthly |
High |
2025-04-01 |
👁
|
| 23 |
801323 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Intimations |
Specialized Investment Fund (SIF)/Asset Management Companies (AMCs) to disclose the risk-band for all their investment strategies on website of Association of Mutual Funds in India (AMFI) within 10 days from the close of each month (For the month of November) |
Monthly |
High |
2025-04-01 |
👁
|
| 24 |
801322 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Intimations |
Specialized Investment Fund (SIF)/Asset Management Companies (AMCs) to disclose the risk-band for all their investment strategies on website of Association of Mutual Funds in India (AMFI) within 10 days from the close of each month (For the month of October) |
Monthly |
High |
2025-04-01 |
👁
|
| 25 |
801321 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Intimations |
Specialized Investment Fund (SIF)/Asset Management Companies (AMCs) to disclose the risk-band for all their investment strategies on website of Association of Mutual Funds in India (AMFI) within 10 days from the close of each month (For the month of September) |
Monthly |
High |
2025-04-01 |
👁
|
| 26 |
801320 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Intimations |
Specialized Investment Fund (SIF)/Asset Management Companies (AMCs) to disclose the risk-band for all their investment strategies on website of Association of Mutual Funds in India (AMFI) within 10 days from the close of each month (For the month of August) |
Monthly |
High |
2025-04-01 |
👁
|
| 27 |
801319 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Intimations |
Specialized Investment Fund (SIF)/Asset Management Companies (AMCs) to disclose the risk-band for all their investment strategies on website of Association of Mutual Funds in India (AMFI) within 10 days from the close of each month (For the month of July) |
Monthly |
High |
2025-04-01 |
👁
|
| 28 |
801318 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Intimations |
Specialized Investment Fund (SIF)/Asset Management Companies (AMCs) to disclose the risk-band for all their investment strategies on website of Association of Mutual Funds in India (AMFI) within 10 days from the close of each month (For the month of June) |
Monthly |
High |
2025-04-01 |
👁
|
| 29 |
801317 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Intimations |
Specialized Investment Fund (SIF)/Asset Management Companies (AMCs) to disclose the risk-band for all their investment strategies on website of Association of Mutual Funds in India (AMFI) within 10 days from the close of each month (For the month of May) |
Monthly |
High |
2025-04-01 |
👁
|
| 30 |
801316 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Intimations |
Specialized Investment Fund (SIF)/Asset Management Companies (AMCs) to disclose the risk-band for all their investment strategies on website of Association of Mutual Funds in India (AMFI) within 10 days from the close of each month (For the month of April) |
Monthly |
High |
2025-04-01 |
👁
|
| 31 |
801315 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Intimations |
Specialized Investment Fund (SIF)/Asset Management Companies (AMCs) to disclose the risk-band for all their investment strategies on website of Association of Mutual Funds in India (AMFI) within 10 days from the close of each month (For the month of March) |
Monthly |
High |
2025-04-01 |
👁
|
| 32 |
801314 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Intimations |
Specialized Investment Fund (SIF)/Asset Management Companies (AMCs) to disclose the risk-band for all their investment strategies on website of Association of Mutual Funds in India (AMFI) within 10 days from the close of each month (For the month of February) |
Monthly |
High |
2025-04-01 |
👁
|
| 33 |
801313 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Intimations |
Specialized Investment Fund (SIF)/Asset Management Companies (AMCs) to disclose the risk-band for all their investment strategies on website of Association of Mutual Funds in India (AMFI) within 10 days from the close of each month (For the month of January) |
Monthly |
High |
2025-04-01 |
👁
|
| 34 |
801312 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Display Compliance |
Specialized Investment Fund (SIF)/Asset Management Companies (AMCs) to disclose the risk-band for all their investment strategies on their respective websites within 10 days from the close of each month (For the month of December) |
Monthly |
High |
2025-04-01 |
👁
|
| 35 |
801311 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Display Compliance |
Specialized Investment Fund (SIF)/Asset Management Companies (AMCs) to disclose the risk-band for all their investment strategies on their respective websites within 10 days from the close of each month (For the month of November) |
Monthly |
High |
2025-04-01 |
👁
|
| 36 |
801310 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Display Compliance |
Specialized Investment Fund (SIF)/Asset Management Companies (AMCs) to disclose the risk-band for all their investment strategies on their respective websites within 10 days from the close of each month (For the month of October) |
Monthly |
High |
2025-04-01 |
👁
|
| 37 |
801309 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Display Compliance |
Specialized Investment Fund (SIF)/Asset Management Companies (AMCs) to disclose the risk-band for all their investment strategies on their respective websites within 10 days from the close of each month (For the month of September) |
Monthly |
High |
2025-04-01 |
👁
|
| 38 |
801308 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Display Compliance |
Specialized Investment Fund (SIF)/Asset Management Companies (AMCs) to disclose the risk-band for all their investment strategies on their respective websites within 10 days from the close of each month (For the month of August) |
Monthly |
High |
2025-04-01 |
👁
|
| 39 |
801307 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Display Compliance |
Specialized Investment Fund (SIF)/Asset Management Companies (AMCs) to disclose the risk-band for all their investment strategies on their respective websites within 10 days from the close of each month (For the month of July) |
Monthly |
High |
2025-04-01 |
👁
|
| 40 |
801306 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Display Compliance |
Specialized Investment Fund (SIF)/Asset Management Companies (AMCs) to disclose the risk-band for all their investment strategies on their respective websites within 10 days from the close of each month (For the month of June) |
Monthly |
High |
2025-04-01 |
👁
|
| 41 |
801305 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Display Compliance |
Specialized Investment Fund (SIF)/Asset Management Companies (AMCs) to disclose the risk-band for all their investment strategies on their respective websites within 10 days from the close of each month (For the month of May) |
Monthly |
High |
2025-04-01 |
👁
|
| 42 |
801304 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Display Compliance |
Specialized Investment Fund (SIF)/Asset Management Companies (AMCs) to disclose the risk-band for all their investment strategies on their respective websites within 10 days from the close of each month (For the month of April) |
Monthly |
High |
2025-04-01 |
👁
|
| 43 |
801303 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Display Compliance |
Specialized Investment Fund (SIF)/Asset Management Companies (AMCs) to disclose the risk-band for all their investment strategies on their respective websites within 10 days from the close of each month (For the month of March) |
Monthly |
High |
2025-04-01 |
👁
|
| 44 |
801302 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Display Compliance |
Specialized Investment Fund (SIF)/Asset Management Companies (AMCs) to disclose the risk-band for all their investment strategies on their respective websites within 10 days from the close of each month (For the month of February) |
Monthly |
High |
2025-04-01 |
👁
|
| 45 |
801301 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Display Compliance |
Specialized Investment Fund (SIF)/Asset Management Companies (AMCs) to disclose the risk-band for all their investment strategies on their respective websites within 10 days from the close of each month (For the month of January) |
Monthly |
High |
2025-04-01 |
👁
|
| 46 |
801300 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Any change in risk band to be communicated by way of Notice cum Addendum and by way of an e-mail or SMS to unitholders of that particular investment strategy |
Event Based |
High |
2025-04-01 |
👁
|
| 47 |
801299 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Specialized Investment Fund (SIF) to assign risk level for schemes at the time of launch of New Fund Offer of the investment strategy based on the scheme characteristics |
Event Based |
High |
2025-04-01 |
👁
|
| 48 |
801298 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Risk-band to have five levels of risks such as Risk band level 1 (Lowest risk), Risk band level 2, Risk band level 3, Risk band level 4 and Risk band level 5 (Highest Risk) for investment strategies of Specialized Investment Fund (SIF) |
Event Based |
High |
2025-04-01 |
👁
|
| 49 |
801297 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Potential risk associated with the investment strategies of the Specialized Investment Fund (SIF) to be depicted through a pictorial risk meter, termed as Risk-band |
Event Based |
High |
2025-04-01 |
👁
|
| 50 |
801296 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Information such as redemption and subscription frequency of the investment strategy, notice period of the investment strategy, if any, frequency of portfolio disclosure, etc to be disclosed in the offer documents to enable the investors and unit holders to take an informed decision |
Event Based |
High |
2025-04-01 |
👁
|
| 51 |
801295 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Entity engaged in sale and/or distribution of Mutual Fund products also to be eligible to offer products under the Specialized Investment Fund (SIF), subject to such entity having passed National Institute of Securities Markets (NISM) Series-XIII: Common Derivatives Certification Examination |
Event Based |
High |
2025-04-01 |
👁
|
| 52 |
801294 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Guiding principles to be followed for selection of benchmarks |
Event Based |
High |
2025-04-01 |
👁
|
| 53 |
801293 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Asset Management Company (AMC) to appropriately select any of broad market indices available, as a benchmark index depending on the investment objective and portfolio of the investment strategy |
Event Based |
High |
2025-04-01 |
👁
|
| 54 |
801292 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Asset Management Company (AMC) at its discretion also to provide second tier benchmark for investment strategies as applicable for schemes of Mutual Funds under para 1.9 of the Master Circular |
Event Based |
High |
2025-04-01 |
👁
|
| 55 |
801291 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Investment strategies of Specialized Investment Fund (SIF) to follow a single-tier benchmark structure |
Event Based |
High |
2025-04-01 |
👁
|
| 56 |
801290 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Investment strategies with subscription and/or redemption frequency other than daily to be classified as ‘Interval investment strategies’ for the purpose of Specialized Investment Fund (SIF) |
Event Based |
High |
2025-04-01 |
👁
|
| 57 |
801289 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Units of all close ended and interval investment strategies of Specialized Investment Fund (SIF) to be mandatorily listed on recognized stock exchanges, to provide an exit option for the redeeming investors |
Event Based |
High |
2025-04-01 |
👁
|
| 58 |
801288 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Asset Management Company (AMC) to implement appropriate notice periods for redemption from the investment strategy of Specialized Investment Fund (SIF) |
Event Based |
High |
2025-04-01 |
👁
|
| 59 |
801287 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Subscription frequency and redemption frequency of an investment strategy to be distinct from each other |
Event Based |
High |
2025-04-01 |
👁
|
| 60 |
801286 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Specialized Investment Fund (SIF) to decide on the appropriate frequency of subscription/redemption to allow the fund managers to adequately manage liquidity of the fund without imposing undue constraints on the investors |
Event Based |
High |
2025-04-01 |
👁
|
| 61 |
801285 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Subscription and redemption frequency of investment strategy under Specialized Investment Fund (SIF) to be based on the nature of investments, including daily, weekly, fortnightly, monthly, quarterly, annually, fixed maturity, or other suitable intervals |
Event Based |
High |
2025-04-01 |
👁
|
| 62 |
801284 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Cumulative gross exposure through equity, debt, derivative positions (including commodity and fixed income derivatives), repo transactions and credit default swaps in corporate debt securities, Real Estate Investment Trusts (REITs), Infrastructure Investment Trusts (InvITs), other permitted securities/assets and such other securities/assets as may be permitted by the Board from time to time not to exceed 100% of the net assets of the investment strategy |
Event Based |
High |
2025-04-01 |
👁
|
| 63 |
801283 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Offsetting of exposure at the portfolio level to be allowed for Cash and derivative positions on the same underlying security and between derivative positions on the same underlying security |
Event Based |
High |
2025-04-01 |
👁
|
| 64 |
801282 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Exposure to derivative contracts for the investment strategies under Specialized Investment Fund (SIF) to be computed as specified |
Event Based |
High |
2025-04-01 |
👁
|
| 65 |
801281 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Investment strategies under the Specialized Investment Fund (SIF) to take exposure of up to 25% of the net assets in permissible exchange traded derivative instruments, specifically for purposes other than hedging and portfolio rebalancing |
Event Based |
High |
2025-04-01 |
👁
|
| 66 |
801280 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Investment strategy under the Specialized Investment Fund (SIF) not to invest more than 25% of its Net Asset Value (NAV) in debt and money market securities of a particular sector |
Event Based |
High |
2025-04-01 |
👁
|
| 67 |
801279 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Investment strategy under Specialized Investment Fund (SIF) not to invest more than 20% of its Net Asset Value (NAV) in debt and money market securities issued by a single issuer and rated AAA or 16% in securities rated AA or 12% in securities rated A and below |
Event Based |
High |
2025-04-01 |
👁
|
| 68 |
801278 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
To ensure that investor only to be permitted to redeem the entire remaining investment amount from the Specialized Investment Fund (SIF), if the total investment value falls below the threshold due to a passive breach |
Event Based |
High |
2025-04-01 |
👁
|
| 69 |
801277 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
To ensure that passive breaches (occurrence of instances not arising out of omission and commission by AMC), such as those caused by a decline in Net Asset Value (NAV), not to be treated as a violation of the Minimum Investment Threshold |
Event Based |
High |
2025-04-01 |
👁
|
| 70 |
801276 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Asset Management Company (AMC) to ensure that the investor's total investment value does not fall below the Minimum Investment Threshold due to redemption transactions initiated by the investor |
Event Based |
High |
2025-04-01 |
👁
|
| 71 |
801275 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Asset Management Company (AMC) to monitor compliance with the Minimum Investment Threshold on a daily basis and ensure that there are no active breaches |
On Going |
High |
2025-04-01 |
👁
|
| 72 |
801274 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Asset Management Company (AMC) to monitor compliance with the Minimum Investment Threshold and ensure that there are no active breaches |
Event Based |
High |
2025-04-01 |
👁
|
| 73 |
801273 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Asset Management Company (AMC) to offer systematic investment options such as Systematic Investment Plan (SIP), Systematic Withdrawal Plan (SWP) and Systematic Transfer Plan (STP) for investment strategies launched under the Specialized Investment Fund (SIF), while ensuring compliance with the Minimum Investment Threshold |
Event Based |
High |
2025-04-01 |
👁
|
| 74 |
801272 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Asset Management Company (AMC) to ensure that an aggregate investment by an investor across all investment strategies offered by the Specialized Investment Fund (SIF), at the Permanent Account Number (PAN) level, is not less than INR 10 lakh (hereinafter referred to as the Minimum Investment Threshold) |
Event Based |
High |
2025-04-01 |
👁
|
| 75 |
801271 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Equity Oriented Investment Strategies, Debt Oriented Investment Strategies and Hybrid Investment Strategies to be permitted to be launched under Specialized Investment Fund (SIF) in consultation with Mutual Fund industry |
Event Based |
High |
2025-04-01 |
👁
|
| 76 |
801270 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Asset Management Company (AMC) to maintain a separate website or dedicated webpage exclusively for the Specialized Investment Fund (SIF), ensuring clear differentiation between the SIF’s offerings and the regular Mutual Fund offerings |
Event Based |
High |
2025-04-01 |
👁
|
| 77 |
801269 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Asset Management Company (AMC) to adhere to the advertisement guidelines applicable to Mutual Fund schemes for all investment strategies offered under the Specialized Investment Fund (SIF) |
Event Based |
High |
2025-04-01 |
👁
|
| 78 |
801268 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Font size of the sponsor’s or Mutual Fund’s brand name in all offer documents, marketing, and promotional materials to be equal to or smaller than the font size of the Specialized Investment Funds (SIFs) brand name |
Event Based |
High |
2025-04-01 |
👁
|
| 79 |
801267 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Asset Management Company (AMC) to use phrases such as ''brought to you by,'' ''offered by,'' or similar terms when referring to the sponsor’s or mutual fund’s brand name for Specialized Investment Fund (SIF) |
Event Based |
High |
2025-04-01 |
👁
|
| 80 |
801266 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Asset Management Company (AMC) to use the sponsor’s or mutual fund’s brand name in the offer documents, advertisements and promotional materials of the Specialized Investment Fund (SIF) for a period of five years from the date of SEBI’s approval for the launch of the SIF to facilitate the establishment and initial recognition of the SIF’s brand |
Event Based |
High |
2025-04-01 |
👁
|
| 81 |
801265 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Asset Management Companies (AMCs) to ensure that the Specialized Investment Fund (SIF) has a distinct brand name and distinct logo, separate from that of its regular Mutual Fund in order to clearly differentiate the Specialized Investment Fund and maintain brand integrity of its Mutual Fund business |
Event Based |
High |
2025-04-01 |
👁
|
| 82 |
801264 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Asset Management Company (AMC) to share resources for operations across mutual fund and Specialized Investment Fund (SIF) |
Event Based |
High |
2025-04-01 |
👁
|
| 83 |
801263 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Registered mutual fund to ensure that action not to be initiated or taken against the sponsor/asset management company (AMC) under section 11, 11B, and/or Section 24 of the SEBI Act, 1992 during the last 3 years [Eligibility criteria for establishment of Specialized Investment Fund under Alternate Route] |
Event Based |
High |
2025-04-01 |
👁
|
| 84 |
801262 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Asset Management Company (AMC) to appoint an additional Fund Manager for the Specialized Investment Fund (SIF) with experience of fund management of at least 3 years and has managed an average asset under management (AUM) of not less than INR 500 crores [Eligibility criteria for establishment of Specialized Investment Fund under Alternate Route] |
Event Based |
High |
2025-04-01 |
👁
|
| 85 |
801261 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Asset Management Company (AMC) to appoint a Chief Investment Officer (CIO) for the Specialized Investment Fund (SIF) with an experience of fund management of at least 10 years and has managed an average asset under management (AUM) of not less than INR 5,000 crores [Eligibility criteria for establishment of Specialized Investment Fund under Alternate Route] |
Event Based |
High |
2025-04-01 |
👁
|
| 86 |
801260 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Registered mutual fund to ensure that action not to be initiated or taken against the sponsor/asset management company (AMC) under section 11, 11B, and/or Section 24 of the SEBI Act, 1992 during the last 3 years [Eligibility criteria for establishment of Specialized Investment Fund under Sound Track Record] |
Event Based |
High |
2025-04-01 |
👁
|
| 87 |
801259 |
SEBI Act, 1992, Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and amendment thereto |
Other Compliance |
Mutual Fund to be in operation for a minimum period of 3 years and has an average asset under management (AUM) of not less than INR 10,000 crores, in immediately preceding 3 years [Eligibility criteria for establishment of Specialized Investment Fund under sound track record] |
Event Based |
High |
2025-04-01 |
👁
|
| 88 |
801258 |
Punjab Shops and Commercial Establishments Act, 1958 and Rules, 1958- For Haryana |
Other Compliance |
Employer to have the right to engage women employees, either fully or partially, during night shifts (Where employer wants to employ women workers in night shifts) |
On Going |
Low |
2025-05-08 |
👁
|
| 89 |
801257 |
Punjab Shops and Commercial Establishments Act, 1958 and Rules, 1958- For Haryana |
Other Compliance |
Employer to follow the provisions of the Punjab Shops and Commercial Establishments Act, 1958 and the rules of other statutory provisions with respect to the hours of work and the payment of Equal Remuneration Act (Where employer wants to employ women workers in night shifts) |
On Going |
Low |
2025-05-08 |
👁
|
| 90 |
801256 |
Punjab Shops and Commercial Establishments Act, 1958 and Rules, 1958- For Haryana |
Other Compliance |
To keep women wardens or supervisors exclusively for the women workers wherever the establishment provides boarding and lodging arrangements (Where employer wants to employ women workers in night shifts) |
On Going |
Low |
2025-05-08 |
👁
|
| 91 |
801255 |
Punjab Shops and Commercial Establishments Act, 1958 and Rules, 1958- For Haryana |
Display Compliance |
Employer to display important telephone numbers such as hospitals, Ambulance, Police, etc at prominent places (Where employer wants to employ women workers in night shifts) |
On Going |
Low |
2025-05-08 |
👁
|
| 92 |
801254 |
Punjab Shops and Commercial Establishments Act, 1958 and Rules, 1958- For Haryana |
Other Compliance |
Occupier to pool the ambulance services and other necessary medical facilities by tie-up with the nearby hospital to meet any emergent situation during the night shift (Where employer wants to employ women workers in night shifts) |
On Going |
Low |
2025-05-08 |
👁
|
| 93 |
801253 |
Punjab Shops and Commercial Establishments Act, 1958 and Rules, 1958- For Haryana |
Other Compliance |
Employer to provide appropriate medical facility by engaging a doctor/female nurse during the night shift (Where employer wants to employ women workers in night shifts) |
On Going |
Low |
2025-05-08 |
👁
|
| 94 |
801252 |
Punjab Shops and Commercial Establishments Act, 1958 and Rules, 1958- For Haryana |
Other Compliance |
Occupier or manager to ensure that at least four women workers to be employed in a batch (Where employer wants to employ women workers in night shifts) |
On Going |
Low |
2025-05-08 |
👁
|
| 95 |
801251 |
Punjab Shops and Commercial Establishments Act, 1958 and Rules, 1958- For Haryana |
Other Compliance |
Occupier to pool the transportation facility by tie-up with the external transporters (Where employer wants to employ women workers in night shifts) |
On Going |
Low |
2025-05-08 |
👁
|
| 96 |
801250 |
Punjab Shops and Commercial Establishments Act, 1958 and Rules, 1958- For Haryana |
Other Compliance |
Employer to provide other practical measures such as installation of CCTV cameras, GPS etc. in each vehicle to ensure the safety and security of women workers (Where employer wants to employ women workers in night shifts) |
On Going |
Low |
2025-05-08 |
👁
|
| 97 |
801249 |
Punjab Shops and Commercial Establishments Act, 1958 and Rules, 1958- For Haryana |
Other Compliance |
Employer to provide security guards (including female security guard), well trained and responsible drivers, proper communication channels in each vehicle (Where employer wants to employ women workers in night shifts) |
On Going |
Low |
2025-05-08 |
👁
|
| 98 |
801248 |
Punjab Shops and Commercial Establishments Act, 1958 and Rules, 1958- For Haryana |
Other Compliance |
Employer to provide transportation facility to the women workers from their residence and back (Where employer wants to employ women workers in night shifts) |
On Going |
Low |
2025-05-08 |
👁
|
| 99 |
801247 |
Punjab Shops and Commercial Establishments Act, 1958 and Rules, 1958- For Haryana |
Other Compliance |
Employer to provide sufficient security guards during the night shift (Where employer wants to employ women workers in night shifts) |
On Going |
Low |
2025-05-08 |
👁
|
| 100 |
801246 |
Punjab Shops and Commercial Establishments Act, 1958 and Rules, 1958- For Haryana |
Other Compliance |
Employer to provide proper lighting to all places where the female workers may move out of necessity in the course of their shift (Where employer wants to employ women workers in night shifts) |
On Going |
Low |
2025-05-08 |
👁
|
